• Compliance 401k

    • Insurance
    1095 Evergreen Circle, Suite 462
    The Woodlands, TX 77380
    (281) 402-8600
    Hours:
    8 am - 5 pm Monday through Friday

    About Us

    Compliance 401k is an independent compliance fiduciary for employer sponsored 401k retirement plans. We serve as the plan sponsor's advocate to ensure that service providers adhere to best practices read more
    • About

      Compliance 401k is an independent compliance fiduciary for employer sponsored 401k retirement plans. We serve as the plan sponsor's advocate to ensure that service providers adhere to best practices that support regulatory & fiduciary compliance set forth by ERISA, DOL and IRS. Maintaining plan compliance can be difficult and as the Fiduciary, you are held to the standard of an industry expert.

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    • Whom to Contact

      • Mr. Duff Lindsay
        Partner
        1095 Evergreen Circle, Suite 462
        The Woodlands, TX 77380
        Phone: (281) 402-8600
        Cell Phone: (832) 326-0644
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